Criticising the Intervening Act in R v Roberts (1971)

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Introduction

This essay aims to critically evaluate the concept of the intervening act as applied in the landmark case of R v Roberts (1971) within the context of criminal law, specifically focusing on causation. The case is significant in establishing principles of liability when a defendant’s initial act leads to harm through a subsequent event. This analysis will explore the judicial reasoning behind the decision, assess the limitations of the court’s approach to causation, and consider broader implications for legal precedent. By engaging with academic commentary and legal principles, the essay seeks to highlight both the strengths and potential shortcomings of the ruling in shaping modern understandings of intervening acts.

Overview of R v Roberts (1971)

In R v Roberts (1971), the defendant assaulted a woman in a car by attempting to remove her coat with inappropriate intent. Frightened, the victim jumped out of the moving vehicle, sustaining injuries. The Court of Appeal upheld the defendant’s conviction for assault occasioning actual bodily harm under section 47 of the Offences Against the Person Act 1861. The court reasoned that the victim’s act of jumping from the car did not break the chain of causation, as it was a reasonably foreseeable response to the defendant’s threatening behaviour (R v Roberts, 1971). This decision entrenched the principle that an intervening act does not absolve a defendant of liability if the act was a natural consequence of their initial wrongdoing.

Criticism of the Judicial Approach to Causation

While the decision in R v Roberts (1971) provides clarity on causation, it is not without flaws. One primary criticism is the broad interpretation of foreseeability. The court deemed the victim’s reaction foreseeable, yet this assessment appears overly subjective. As Hart and Honoré (1985) argue, determining what constitutes a ‘reasonable’ response can vary significantly based on individual circumstances, such as the victim’s state of mind or personal history. In this case, jumping from a moving car might not universally be seen as a predictable reaction, raising questions about the consistency of applying such a test across different contexts.

Furthermore, the ruling arguably places undue emphasis on the defendant’s initial act without sufficiently scrutinising the intervening act itself. According to Ormerod and Laird (2021), the court’s failure to deeply consider whether the victim’s response was truly voluntary—or driven by extreme duress—may oversimplify complex human behaviours. This approach risks holding defendants liable for outcomes that are only tangentially connected to their actions, potentially undermining fairness in criminal liability.

Implications for Legal Precedent

The precedent set by R v Roberts (1971) has had a lasting impact on subsequent cases, such as R v Williams (1992), where similar principles of foreseeability were applied. However, this reliance on foreseeability as a cornerstone of causation can sometimes lead to inconsistent outcomes. For instance, if a victim’s reaction deviates significantly from what is deemed ‘normal,’ defendants may escape liability, even if their initial act was gravely harmful. This limitation suggests a need for a more nuanced framework that balances foreseeability with the voluntariness of the intervening act, as proposed by Ashworth (2013).

Conclusion

In conclusion, while R v Roberts (1971) offers a foundational perspective on intervening acts and causation in criminal law, its approach is not without significant limitations. The broad application of foreseeability, coupled with an insufficient examination of the victim’s autonomy, highlights potential flaws in ensuring just outcomes. These criticisms underscore the importance of refining legal tests to better account for the complexities of human behaviour. Indeed, revisiting such precedents could enhance the fairness and applicability of causation principles in modern jurisprudence, ensuring that liability is attributed with greater precision and equity.

References

  • Ashworth, A. (2013) Principles of Criminal Law. 7th edn. Oxford University Press.
  • Hart, H. L. A. and Honoré, T. (1985) Causation in the Law. 2nd edn. Oxford University Press.
  • Ormerod, D. and Laird, K. (2021) Smith, Hogan, and Ormerod’s Criminal Law. 16th edn. Oxford University Press.
  • R v Roberts (1971) EWCA Crim 4, [1972] Crim LR 27.
  • R v Williams (1992) 2 All ER 183.

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